WebDec 9, 2024 · The Consumer Duty (the Duty) has far-reaching implications for firms’ treatment of consumers and will require firms to consider almost every aspect of the firm … WebFeb 7, 2024 · On 3 February 2024, the FCA published a ‘Dear CEO’ Letter to asset managers, setting out its supervisory strategy for the coming months, and highlighting its …
Simmons & Simmons The FCA’s Dear CEO Letter to Asset
WebDear CEO/Director, Implementing the Consumer Duty in Asset Management, Custody & Fund Services and Alternatives portfolios The Consumer Duty is a significant shift in our expectations of firms. It introduces a more outcomes-focused approach to … michelle steeves obituary
UK: Dear CEOs: Market Abuse, Conflicts Of Interest And ESG At …
WebSep 6, 2024 · In a letter to CEOs, the FCA has set out the harms most likely to arise from the asset management sector and its expectations of firms in addressing these. 02 … WebApr 6, 2024 · Retail banks and building societies (Consumer Duty letter, 2024) Other correspondence We also write to the chief executives of firms when we need to address … WebApr 13, 2024 · Dear CEO Letter to wholesale brokers The FCA issues finalised mortgage guidance on supporting borrowers impacted by rising living costs (FG23/2) Cryptoassets: UK regulatory developments FCA enforcement action: Bank fines for AML breaches FCA publishes decision notice rejecting Saranac Partners Limited’s application for approval of … michelle steele contact info